Armando Garcia
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Armando Garcia is an investment adviser representative with J.p. Morgan Securities LLC in Stamford, CT, where they have been registered since 2024. They have worked in the securities industry since 2021 and have been registered with 4 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Raymond James Financial Services Advisors, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Connecticut, Florida, New York, and Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut, Florida, New York, Texas
- Broker:
10 states and territories
California, Connecticut, Florida, Georgia, Illinois, Minnesota, New Jersey, New York, Tennessee, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- UnemployedMay 2020 – Jun 2020Boca Raton, FL
- Lowe's Home Improvement CenterOct 2019 – Apr 2020Davie, FL
- Wild Fork FoodsSep 2018 – Dec 2018Fort Lauderdale, FL
- Hobby LobbyApr 2017 – Aug 2018Deerfield Beach, FL
- FlexshopperSep 2020 – Oct 2020Boca Raton, FL
- Foresters Financial/Cetera InvestorsJun 2019 – Aug 2019Sunrise, FL
- UBS Financial Services Inc.Oct 2020 – Jun 2021Charlotte, NC
- Raymond James Financial Services, IncJun 2021 – Feb 2022Fort Lauderdale, FL
- Woodforest Wealth StrategiesJun 2021 – Feb 2022Fort Lauderdale, FL
- Woodforest Financial ServicesJun 2021 – Feb 2022Fort Lauderdale, FL
- BANK OF America, N.a./merrill LynchApr 2022 – May 2024Hollywood, FL
- B & B Pizza Partners, LLCFeb 2022 – Apr 2022Delray Beach, FL
- UnemployedSep 2016 – Mar 2017Deerfield Beach, FL
- UnemployedJan 2019 – May 2019Davie, FL
- UnemployedSep 2019 – Sep 2019Davie, FL
- Infinity Sales Group LLCJul 2020 – Jul 2020Boca Raton, FL
- UnemployedAug 2020 – Aug 2020Boca Raton, FL
- J.P. Morgan Securities LLCMay 2024 – no end date reportedWest Palm Beach, FL
- JPMorgan Chase Bank, N.A.May 2024 – no end date reportedWest Palm Beach, FL
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Armando Garcia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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