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Arno Otto Mayer

Investment Adviser Representative at FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

Delray Beach, FLCRD #1473484Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Arno Otto Mayer has worked in the securities industry since 1987. They are registered to provide investment advisory services in Florida and Louisiana.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaLouisiana
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/28/1991
Series 7
General Securities Representative Examination
Passed 4/19/1986
Series 24
General Securities Principal Examination
Passed 3/9/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
First $2,000,0001.25%
$2,000,000 to $5,000,0001.00%
Over $5,000,0000.00%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Financial Trust Asset Management Chartered Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FINANCIAL TRUST ASSET MANAGEMENT CHARTEREDCurrent
9/25/1995Delray Beach, FL
STEINBERG GLOBAL ASSET MANAGEMENT LTD
8/5/20029/29/2004Boca Raton, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

3 other advisors in the directory

View FINANCIAL TRUST ASSET MANAGEMENT CHARTERED firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Arno Otto Mayer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Arno Otto Mayer - Financial Advisor in Delray Beach, FL | AdvisorFinder