AdFi
JT

Joseph Thomas Hage

Investment Adviser Representative at FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

Boca Raton, FLCRD #1473815Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
1 states
Exams Passed
11

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph Thomas Hage has worked in the securities industry since 1986. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/1/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 10/13/1989
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/15/1988
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/11/1986
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 12/29/2006
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 10/2/2006
Series 53
Municipal Securities Principal Examination
Passed 8/22/2002
Series 24
General Securities Principal Examination
Passed 12/22/1988
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 12/8/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
First $2,000,0001.25%
$2,000,000 to $5,000,0001.00%
Over $5,000,0000.00%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Financial Trust Asset Management Chartered Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FINANCIAL TRUST ASSET MANAGEMENT CHARTEREDCurrent
6/12/2025Boca Raton, FL
CITIGROUP GLOBAL MARKETS INC.
3/14/20175/9/2025Coral Springs, FL
CETERA INVESTMENT ADVISERS LLC
1/19/20173/1/2017Fort Lauderdale, FL
BB&T INVESTMENT SERVICES, INC.
12/14/20091/5/2017Coral Springs, FL
CITIGROUP GLOBAL MARKETS INC.
5/29/200712/17/2009Boca Raton, FL
CITICORP INVESTMENT SERVICES
8/17/20055/29/2007Miami, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

3 other advisors in the directory

View FINANCIAL TRUST ASSET MANAGEMENT CHARTERED firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Thomas Hage has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joseph Thomas Hage - Financial Advisor in Boca Raton, FL | AdvisorFinder