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Augustus William Abel

Investment Adviser Representative at FIRST HEARTLAND CONSULTANTS, INC.

Powell, OHCRD #3176436Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
15 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Augustus William Abel has worked in the securities industry since 1999. They are registered to provide investment advisory services in 15 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
ArizonaConnecticutFloridaIllinoisIndianaKansasMichiganMissouriNew JerseyNew YorkNorth CarolinaOhioOregonSouth CarolinaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/24/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 1/5/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/12/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/21/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0175
Source

First Heartland Consultants, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST HEARTLAND CONSULTANTS, INC.Current
11/12/2009Powell, OH
THRIVENT INVESTMENT MANAGEMENT INC.
1/27/200411/10/2009Worthington, OH

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Augustus William Abel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Augustus William Abel - Financial Advisor in Powell, OH | AdvisorFinder