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Andrew Bryan Katz

Investment Adviser Representative at FIRST HEARTLAND CONSULTANTS, INC.

Lake Ariel, PACRD #1058497Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
16 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Bryan Katz has worked in the securities industry since 1983. They are registered to provide investment advisory services in 16 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 16 states
CaliforniaColoradoDistrict of ColumbiaFloridaIllinoisMarylandMassachusettsNevadaNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaVermontVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/6/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 10/8/1982
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/18/1982

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0175
Source

First Heartland Consultants, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST HEARTLAND CAPITAL, INC.Current
5/1/2026Lake Ariel, PA
FIRST HEARTLAND CONSULTANTS, INC.Current
5/1/2026Lake Ariel, PA
PROSPERA FINANCIAL SERVICES, INC.
6/5/20075/1/2026Duncanville, PA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Bryan Katz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Andrew Bryan Katz - Financial Advisor in Lake Ariel, PA | AdvisorFinder