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Austin A Bowlin

Investment Adviser Representative at SECURE ASSET MANAGEMENT, L.L.C.

San Francisco, CACRD #5674142Investment Adviser Rep
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
17 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 17 states
ArizonaCaliforniaColoradoConnecticutGeorgiaHawaiiIdahoMarylandMinnesotaNevadaNew YorkOregonTennesseeTexasUtahWashingtonWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/16/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 1/11/2018
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 22
Direct Participation Programs Representative Examination
Passed 10/16/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Third-Party Money Manager Signals - All Assets0.75%
ERISA 3(21) - Tier 10.90%
ERISA 3(21) - Tier 20.70%
ERISA 3(21) - Tier 30.40%
ERISA 3(21) - Tier 40.27%
ERISA 3(38) - Tier 11.00%
ERISA 3(38) - Tier 20.75%
ERISA 3(38) - Tier 30.65%
ERISA 3(38) - Tier 40.55%
Source

SECURE ASSET Management, L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AURORA SECURITIESCurrent
4/27/2021Portland, OR
CONCORDE INVESTMENT SERVICES, LLC
11/8/20174/30/2021Mercer Island, WA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Austin A Bowlin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Austin A Bowlin - Financial Advisor in San Francisco, CA | AdvisorFinder