Roger William Bowlin

Investment Adviser Representative at SECURE ASSET MANAGEMENT, L.L.C.

San Francisco, CACRD #1905652Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

36 yrs

States Registered

32 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 32 states

AlaskaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaLouisianaMarylandMassachusettsMichiganMinnesotaMontanaNevadaNew YorkNorth CarolinaNorth DakotaOhioSouth CarolinaTennesseeTexasUtahVirginiaWashingtonWisconsinWyoming

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 11/30/1994

Series 63

Uniform Securities Agent State Law Examination

Passed 12/7/1988

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 6/27/1990

Series 22

Direct Participation Programs Representative Examination

Passed 12/7/1988

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Asset tier	Annual rate
Third-Party Money Manager Signals - All Assets	0.75%
ERISA 3(21) - Tier 1	0.90%
ERISA 3(21) - Tier 2	0.70%
ERISA 3(21) - Tier 3	0.40%
ERISA 3(21) - Tier 4	0.27%
ERISA 3(38) - Tier 1	1.00%
ERISA 3(38) - Tier 2	0.75%
ERISA 3(38) - Tier 3	0.65%
ERISA 3(38) - Tier 4	0.55%

Source

SECURE ASSET Management, L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AURORA SECURITIESCurrent

4/30/2021 – Kirkland, WA

INVESTMENT MANAGEMENT & RESEARCH, INC

6/4/1993 – 4/8/1994ST. PETERSBURG, FL

LANEY & COMPANY

6/21/1990 – 5/26/1992HIGHLAND, UT

PACIFIC WEST SECURITIES, INC.

6/19/2000 – 10/18/2007EDMONDS, WA

PACIFIC HARBOR SECURITIES, INC.

5/7/1994 – 7/19/2000HIGHLAND, UT

CONCORDE INVESTMENT SERVICES, LLC

5/23/2016 – 4/30/2021Mercer Island, WA

HALLIDAY CAPITAL PARTNERS, INC.

12/8/1988 – 10/25/1989

INDEPENDENT FINANCIAL GROUP, LLC

12/12/2008 – 5/19/2016Issaquah, WA

EPLANNING SECURITIES, INC.

10/18/2007 – 12/15/2008EDMONDS, WA

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roger William Bowlin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.