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Austin Blake Scott

Investment Adviser Representative at Osaic Advisory Services, LLC

East Wenatchee, WACRD #6762180Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Austin Blake Scott is an investment adviser representative with Osaic Advisory Services, LLC in East Wenatchee, WA, where they have been registered since 2024. They have worked in the securities industry since 2017 and have been registered with 3 firms, including Arbor Point Advisors and Ameriprise Financial Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas and Washington.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas, Washington
Broker:
7 states and territories

Arizona, California, Hawaii, Michigan, Oregon, Texas, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/25/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/21/2017

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Osaic Advisory Services, LLCCurrent
11/8/2024 – East Wenatchee, WA
Arbor Point Advisors
9/29/2022 – 11/8/2024Wenatchee, WA
Ameriprise Financial Services, LLC
2/22/2018 – 10/7/2022Mercer Island, WA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Ameriprise Financial Services, Inc.
    Feb 2017 – Sep 2022Bellevue, WA
  2. Edward Rose & Sons
    May 2016 – Feb 2017Kalamazoo, MI
  3. Timber Trails Taxidermy
    Feb 2009 – Dec 2016Spruce, MI
  4. Securities America, Inc.
    Sep 2022 – Jun 2024Wenatchee, WA
  5. Arbor Point Advisors
    Sep 2022 – Nov 2024Wenatchee, WA
  6. Osaic Wealth, Inc.
    Jun 2024 – no end date reportedWenatchee, WA
  7. Osaic Advisory Services, LLC
    Nov 2024 – no end date reportedAtlanta, GA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Osaic Advisory Services, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Retirement Income Strategies, Investments, Life Insurance, Wealth Management, IRA/401(k) Rollovers, Tax Management Strategies, Annuities, Asset Management Strategies, and IRA Legacy Planning

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Retirement PlanningInvestmentsLife InsuranceWealth ManagementIRA/401(k) RolloversTax ManagementAnnuitiesAsset ManagementIRA Legacy Planning

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
358
Offices listed on AdvisorFinder:
26
Main office:
Atlanta, GA
SEC file number:
801-80075

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 28, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Austin Blake Scott has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Austin Blake Scott (Osaic Advisory Services) | AdvisorFinder