Austin Jacob Seegmiller
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Austin Jacob Seegmiller is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Provo, UT, where they have been registered since 2026. They have worked in the securities industry since 2024 and have been registered with 3 firms, including Strategic Advisers LLC and Fidelity Personal and Workplace Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Utah.
Office
Advisors at this office: 23
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Utah
- Broker:
10 states and territories
Arizona, Colorado, Florida, Idaho, Nevada, New Mexico, Oklahoma, Texas, Utah, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity InvestmentsSep 2023 – Mar 2025Salt Lake City, UT
- SqueezeSep 2022 – Sep 2023Orem, UT
- SundaeApr 2022 – Sep 2022San Francisco, CA
- SqueezeJan 2021 – Apr 2022Orem, UT
- EliteWorksMay 2020 – Dec 2020Lehi, UT
- WhyTry LLC.Mar 2019 – Apr 2020Provo, UT
- PrecoaAug 2018 – Mar 2019Orem, UT
- Wadsworth DesignJul 2018 – Jul 2018Vineyard, UT
- Indirect Lending TechnologiesNov 2016 – Jan 2017Salt Lake City, UT
- UnemployedJul 2016 – Nov 2016Orem, UT
- Extended TravelJan 2017 – Jul 2018Chicago, IL
- Utah Valley UniversityAug 2018 – Dec 2025Orem, UT
- Fidelity InvestmentsMar 2025 – May 2026Boston, MA
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2026 – no end date reportedProvo, UT
- Bank of America, N.A.Jul 2026 – no end date reportedProvo, UT
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Austin Jacob Seegmiller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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