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Austin John Neddenriep

Investment Adviser Representative at Foronjy Financial

Santa Barbara, CACRD #6429105Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Austin John Neddenriep is an investment adviser representative with Foronjy Financial in Santa Barbara, CA, where they have been registered since 2026. They have worked in the securities industry since 2022 and have been registered with 4 firms, including Bayou Bridge Capital Advisors, LLC and POST OAK Private Wealth Advisors. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.

Office

401 Chapala Street, Suite 105
Santa Barbara, CA 93101

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/9/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 10/8/2018
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/2/2018

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Foronjy FinancialCurrent
7/31/2026 – Santa Barbara, CA
Bayou Bridge Capital Advisors, LLC
8/4/2022 – 12/15/2022Houston, TX
POST OAK Private Wealth Advisors
7/5/2022 – 8/1/2022Houston, TX
LPL Financial LLC
10/31/2018 – 5/31/2022Minden, NV

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Intarcia Therapeutics
    Jun 2016 – Jan 2017Hayward, CA
  2. Whittier Trust
    Jan 2017 – Apr 2018Reno, NV
  3. LPL Fincancial
    Jan 2018 – May 2022Minden, NV
  4. Post Oak Private Wealth
    Jul 2022 – Aug 2022Houston, TX
  5. Bayou Bridge Capital
    Aug 2022 – Feb 2023Houston, TX
  6. Bayou Bridge Capital Advisors, LLC
    Aug 2022 – Dec 2022Houston, TX
  7. Neddenriep Financial
    Apr 2018 – Aug 2022Minden, NV
  8. State of Nevada
    May 2023 – Sep 2023Carson City, NV
  9. Lundardis
    Nov 2023 – Feb 2024Walnut Creek, CA
  10. Gallagher
    Feb 2024 – Feb 2026Walnut Creek, CA
  11. Foronjy Financial LLC
    Mar 2026 – no end date reportedSanta Barbara, CA
  12. Foronjy Financial LLC
    Jul 2026 – no end date reportedSanta Barbara, CA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Foronjy Financial

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Wealth management, investment management, tax planning, estate planning, risk management, retirement planning, and portfolio management, delivered on a fee-only fiduciary basis.

Retirement PlanningInvestment ManagementEstate PlanningTax PlanningInsuranceWealth ManagementRisk Management
Firm areas of expertise
Wealth ManagementFiduciaryFee-onlyRetirement PlanningInvestment ManagementTax PlanningEstate PlanningRisk ManagementPortfolio ManagementCFPCalifornia+1 more

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
4
Offices listed on AdvisorFinder:
2
Main office:
Santa Barbara, CA
Founded:
2015
SEC file number:
801-130928

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 6, 2026

View full firm profile

Other advisors at Foronjy Financial

3 other advisors in the directory

View Foronjy Financial firm profile

Similar advisors in Santa Barbara, CA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Austin John Neddenriep has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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