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Bryan Charles Foronjy

Investment Adviser Representative at Foronjy Financial

Santa Barbara, CACRD #4978922Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bryan Charles Foronjy is an investment adviser representative with Foronjy Financial in Santa Barbara, CA, where they have been registered since 2024. They have worked in the securities industry since 2007 and have been registered with 6 firms, including Mariner Independent and LPL Financial LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 9 (options sales supervisor). They are registered to provide investment advice in California.

Office

401 Chapala Street, Suite 105
Santa Barbara, CA 93101

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/2/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/9/2007
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/18/2010
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/23/2010

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Foronjy FinancialCurrent
10/7/2024 – Santa Barbara, CA
Mariner Independent
7/6/2016 – 10/7/2024San Luis Obispo, CA
LPL Financial LLC
3/21/2018 – 10/8/2020San Luis Obispo, CA
Strategic Wealth Advisors Group
5/22/2015 – 7/6/2016San Luis Obispo, CA
Strategic Advisers, Inc.
1/29/2008 – 5/22/2015Santa Barbara, CA
Linsco/private Ledger Corp.
7/3/2007 – 12/14/2007San Diego, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LPL Financial LLC
    Jun 2014 – Sep 2024San Luis Obispo, CA
  2. Mariner Independent Advisor Network, LLC
    Jul 2016 – Sep 2024San Luis Obispo, CA
  3. Foronjy Financial LLC
    Oct 2024 – no end date reportedSanta Barbara, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Foronjy Financial

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Wealth management, investment management, tax planning, estate planning, risk management, retirement planning, and portfolio management, delivered on a fee-only fiduciary basis.

Retirement PlanningInvestment ManagementEstate PlanningTax PlanningInsuranceWealth ManagementRisk Management
Firm areas of expertise
Wealth ManagementFiduciaryFee-onlyRetirement PlanningInvestment ManagementTax PlanningEstate PlanningRisk ManagementPortfolio ManagementCFPCalifornia+1 more

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
4
Offices listed on AdvisorFinder:
2
Main office:
Santa Barbara, CA
Founded:
2015
SEC file number:
801-130928

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 6, 2026

View full firm profile

Other advisors at Foronjy Financial

3 other advisors in the directory

View Foronjy Financial firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bryan Charles Foronjy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Bryan Charles Foronjy (Foronjy Financial) - Advisor Profile