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Austin Patrick Reese

Investment Adviser Representative at KEY Investment Services LLC

Depew, NYCRD #6773908Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Austin Patrick Reese is an investment adviser representative with KEY Investment Services LLC in Depew, NY, where they have been registered since 2022. They have worked in the securities industry since 2018 and have been registered with 3 firms, including HSBC Securities (USA) Inc. and Wells Fargo Clearing Services, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.

Office

1455 French Road
Depew, NY 14043

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
29 states and territories

Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, Michigan, Minnesota, Montana, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Vermont, Virginia, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/17/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 12/29/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/7/2017

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

KEY Investment Services LLCCurrent
4/26/2022 – Depew, NY
HSBC Securities (USA) Inc.
1/31/2022 – 4/11/2022Depew, NY
Wells Fargo Clearing Services, LLC
9/15/2020 – 1/26/2022Williamsville, NY
Wells Fargo Clearing Services, LLC
3/10/2020 – 7/20/2020Williamsville, NY
HSBC Securities (USA) Inc.
5/29/2019 – 12/17/2019Depew, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. HSBC BANK USA NA
    Apr 2017 – Mar 2020Depew, NY
  2. HSBC Securities ( USA ) Inc.
    Apr 2017 – Mar 2020Depew, NY
  3. Wells Fargo Clearing Services, LLC
    Mar 2020 – Jul 2020Buffalo, NY
  4. Wells Fargo Clearing Services LLC
    Sep 2020 – Jan 2022Buffalo, NY
  5. Citi Group
    Jul 2020 – Sep 2020Getzville, NY
  6. Unemployed
    Jan 2017 – Mar 2017Orchard Park, NY
  7. Student
    Sep 2016 – Dec 2016Edinboro, PA
  8. HSBC Securities (USA) Inc.
    Jan 2022 – Apr 2022Depew, NY
  9. HSBC Bank USA, N.A.
    Jan 2022 – Apr 2022Depew, NY
  10. Key Investment Services
    Apr 2022 – Feb 2024Depew, NY
  11. Key Investment Services, LLC
    Feb 2024 – no end date reportedDepew, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About KEY Investment Services LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
638
Offices listed on AdvisorFinder:
15
Main office:
Brooklyn, OH
SEC file number:
801-65060

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 30, 2026

View full firm profile

Other advisors at KEY Investment Services LLC

Showing 12 of 638 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Austin Patrick Reese has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Austin Patrick Reese (KEY Investment Services)