Bailey Smith
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Bailey Smith is an investment adviser representative with J.p. Morgan Securities LLC in Memphis, TN, where they have been registered since 2023. They have worked in the securities industry since 2022 and were previously registered with Securian Financial Services, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Tennessee and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Tennessee, Texas
- Broker:
20 states and territories
Alaska, Arkansas, Colorado, Delaware, Florida, Georgia, Illinois, Indiana, Kansas, Louisiana, Massachusetts, Minnesota, Mississippi, Missouri, New York, Oklahoma, Oregon, Tennessee, Texas, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Shoemaker FinancialAug 2022 – Jun 2023Germantown, TN
- Minnesota Life Insurance CoAug 2022 – Jun 2023St Paul, MN
- Securian Financial Services, Inc.Aug 2022 – Jun 2023St Paul, MN
- Mesquite ChophouseSep 2021 – Sep 2022Southaven, MS
- Wonder Film Media CompanyJun 2021 – Aug 2021Jackson, MS
- River City PackagingJan 2021 – Jun 2021Memphis, TN
- TapifOct 2020 – Jan 2021Tours
- River City PackagingJul 2019 – Jun 2020Memphis, TN
- UnemployedJul 2020 – Sep 2020Memphis, TN
- J.P. Morgan Securities LLCJul 2023 – no end date reportedMemphis, TN
- JPMorgan Chase Bank, N.A.Jul 2023 – no end date reportedMemphis, TN
- MCH 1 LLCSep 2021 – Sep 2022Southaven, MS
- Darden RestaurantsJan 2022 – Jan 2022Germantown, TN
- Media Services Payroll, LLCJul 2021 – Aug 2021Jackson, MS
- New Cap LLCSep 2021 – Sep 2021Clarkesdale, MS
- UnemployedJul 2013 – Jun 2019Memphis, TN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bailey Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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