AdFi
BJ

Barbara Jean Cummings

Investment Adviser Representative at WILLIAM BLAIR & COMPANY L.L.C.

Winchester, MACRD #1122319Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
28 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 28 states
CaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIllinoisIndianaKansasMaineMassachusettsMinnesotaMissouriNew HampshireNew JerseyNew YorkOhioOklahomaPennsylvaniaPuerto RicoRhode IslandSouth CarolinaTennesseeTexasVermontVirginiaWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/6/2015
Series 65
Uniform Investment Adviser Law Examination
Passed 3/30/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/10/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

William Blair & Company L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WILLIAM BLAIRCurrent
9/10/2015Winchester, MA
WILLIAM BLAIR & COMPANY L.L.C.Current
5/18/2015Boston, MA
BAYBANKS BROKERAGE SERVICES, INC.
3/26/199411/22/1996
SCHOOL STREET FUND DISTRIBUTOR, INC.
1/27/19868/31/1992
SHEARSON LEHMAN BROTHERS INC.
4/20/19838/5/1985

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WILLIAM BLAIR & COMPANY L.L.C.

Showing 12 of 328 in the directory

View WILLIAM BLAIR & COMPANY L.L.C. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Barbara Jean Cummings has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Barbara Jean Cummings - Financial Advisor in Winchester, MA | AdvisorFinder