Barbara Jessup Williams
Investment Adviser Representative at Financial Focus LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Barbara Jessup Williams is an investment adviser representative with Financial Focus LLC in Carlsbad, CA, where they have been registered since 2016. They have worked in the securities industry since 1982 and have been registered with 3 firms, including National Planning Corporation ("NPC of America" in FL & NY) and Financial Focus. They have passed 5 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in California, New York, and Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, New York, Texas
- Broker:
19 states and territories
Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Montana, Nevada, New Jersey, New York, North Carolina, Oklahoma, Oregon, South Carolina, Tennessee, Texas, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- National Planning CorpMay 2000 – Oct 2017Carlsbad, CA
- Financial Focus LLCDec 2015 – no end date reportedCarlsbad, CA
- Hovis-Williams, Inc.Dec 2015 – no end date reportedCarlsbad, CA
- Securities America, Inc.Oct 2017 – Jun 2024Carlsbad, CA
- Osaic Wealth, Inc.Jun 2024 – no end date reportedCarlsbad, CA
- Barbara WilliamsAug 1982 – no end date reportedCarlsbad, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Financial Focus LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Personal Financial Planning, Portfolio Optimization, Retirement Planning, and Business Financial Planning.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Carlsbad, CA
- SEC file number:
- 801-112408
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of January 29, 2026
View full firm profileOther advisors at Financial Focus LLC
4 other advisors in the directory
Similar advisors in Carlsbad, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Barbara Jessup Williams has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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