AdFi
JW

Jay William Hovis

Investment Adviser Representative at Financial Focus LLC

Carlsbad, CACRD #6647870Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jay William Hovis is an investment adviser representative with Financial Focus LLC in Carlsbad, CA, where they have been registered since 2019. They have worked in the securities industry since 2016 and were previously registered with Sagepoint Financial, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
3 states and territories

Arizona, California, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/5/2016
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/9/2016

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Financial Focus LLCCurrent
1/8/2019 – Carlsbad, CA
Sagepoint Financial, Inc.
7/5/2016 – 1/11/2019Carlsbad, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Sagepoint Financial, Inc.
    Jun 2016 – Jan 2019Carlsbad, CA
  2. Securities America, Inc.
    Jan 2019 – Jun 2024Carlsbad, CA
  3. Financial Focus LLC
    Jan 2019 – no end date reportedCarlsbad, CA
  4. Osaic Wealth, Inc.
    Jun 2024 – no end date reportedCarlsbad, CA
  5. Jay Hovis, Sole proprietor
    Jun 2015 – no end date reportedCarlsbad, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Financial Focus LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Personal Financial Planning, Portfolio Optimization, Retirement Planning, and Business Financial Planning.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension Consulting
Firm areas of expertise
Personal Financial PlanningPortfolio OptimizationRetirement PlanningBusiness Financial PlanningInvestment AdvicePre-retirement PlanningDivorce Financial PlanningTax Planning

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable Organizations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
5
Offices listed on AdvisorFinder:
1
Main office:
Carlsbad, CA
SEC file number:
801-112408

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of January 29, 2026

View full firm profile

Other advisors at Financial Focus LLC

4 other advisors in the directory

View Financial Focus LLC firm profile

Similar advisors in Carlsbad, CA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jay William Hovis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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