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Barry Ira Horowitz

Investment Adviser Representative at WEALTH MANAGEMENT

North Hills, CACRD #5667618Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Barry Ira Horowitz has worked in the securities industry since 2011.

Registrations & licenses

Registration type
Investment Adviser Rep
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/12/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 11/23/2011
SIE
Securities Industry Essentials Examination
Passed 9/18/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/11/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $199,9991.75%
$200,000 to $499,9991.50%
$500,000 to $999,9991.25%
$1,000,000 to $1,999,9991.00%
$2,000,000 to $2,999,9990.90%
$3,000,000 to $3,999,9990.80%
$4,000,000 to $4,999,9990.70%
$5,000,000 or more0.50%
Source

Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTH MANAGEMENTCurrent
9/20/2018North Hills, CA
H.D. VEST ADVISORY SERVICES, INC
8/16/20139/18/2018North Hills, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Barry Ira Horowitz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Barry Ira Horowitz - Financial Advisor in North Hills, CA | AdvisorFinder