AdFi
WM

WEALTH MANAGEMENT

SEC Registered

Offering Retirement Plans to Educators Nationwide

NORFOLK, NEhttps://403bplan.net402-371-1160
Assets Under Management
$1B–$5B
Employees
61
Office Locations
25 offices
Total Accounts
4751

About the firm

Retirement Plan Consultants provides retirement solutions designed to assist participants on their way to retirement, supported by specialists with experience in plan administration and management. They offer services to plan participants, plan sponsors, and financial advisors, including custom plan design, complete setup and conversion, and hands-on services for plan operation and administration.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsInsurance Companies

Areas of expertise

Retirement Plans403b PlansPlan AdministrationPlan DesignEducatorsPlan SponsorsFinancial Advisors

Services

Retirement plan administration and management, custom plan design, complete setup and conversion, and hands-on services for plan operation and administration

Who they serve

Educators nationwide, plan participants, plan sponsors, and financial advisors

Client segmentClientsAssets managed
Individuals (Non-HNW)3,710$849M
High Net Worth Individuals1,021$872M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations1$2.0B
State/Municipal Entities7
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Nathan Aubrey Raabe
CHIEF COMPLIANCE OFFICER
Jared Matthew Faltys
CO-CHIEF EXECUTIVE OFFICER
Nancy Jo Brozek
CO-CHIEF EXECUTIVE OFFICER
Inc Wealth Managment Holdings
OWNER
Llc Integrity Marketing Partners
INDIRECT OWNER
Llc Integrity Marketing Acquisition
INDIRECT OWNER
Integrity Marketing Intermediate
INDIRECT OWNER
Llc Integrity Marketing Parent
INDIRECT OWNER
Llc Integrity Marketing Group
INDIRECT OWNER

Office locations

25 offices in 14 states
NE
NORFOLKHQ
TX
TEXARKANA
WI
GRAFTON
CA
BREA
FL
CORAL SPRINGS
IL
MUNDELEIN
AL
BIRMINGHAM
NE
KIMBALL
CA
NORTH HILLS
NE
ELWOOD
IL
CHICAGO
SD
PIERRE
WA
RICHLAND
NE
SEWARD
SC
CHARLESTON
MO
ST. LOUIS
KY
SOMERSET
WY
SHERIDAN
NE
OSCEOLA
IL
GLEN CARBON
AL
CULLMAN
NE
GRAND ISLAND
MO
CHESTERFIELD
TX
SAN ANTONIO
CO
FORT COLLINS

Advisors at this firm

47 advisors in the directory

Robert Dean Almquist
Investment Adviser Representative
Investment Adviser Rep
Ryan C Anderson
Investment Adviser Representative
Investment Adviser Rep
Corey David Breneman
Investment Adviser Representative
Dual-registered
Gary Breneman
Investment Adviser Representative
Dual-registered
Ryan Lyle Burger
Investment Adviser Representative
Investment Adviser Rep
Sarah Elizabeth Berry
Investment Adviser Representative
Investment Adviser Rep
Ryan James Bourlier
Investment Adviser Representative
Investment Adviser Rep
Nathaniel Spencer Burt
Investment Adviser Representative
Investment Adviser Rep
Mark Edward Clark
Investment Adviser Representative
Dual-registered
Jamie Lynn Clemans
Investment Adviser Representative
Investment Adviser Rep
James Curtis Curran
Investment Adviser Representative
Investment Adviser Rep
Tracy Anne Cannon
Investment Adviser Representative
Investment Adviser Rep
Charles Andrew Castle
Investment Adviser Representative
Investment Adviser Rep
Corey Michael Cooney
Investment Adviser Representative
Investment Adviser Rep
Kaylynn H Dalebout
Investment Adviser Representative
Investment Adviser Rep
Jason Craig Eger
Investment Adviser Representative
Dual-registered
Regan Lee Else
Investment Adviser Representative
Investment Adviser Rep
Jared Matthew Faltys
Investment Adviser Representative
Investment Adviser Rep
Anthony Fiore
Investment Adviser Representative
Investment Adviser Rep
Francesco Fiore
Investment Adviser Representative
Investment Adviser Rep
Terry Thomas Galloway
Investment Adviser Representative
Investment Adviser Rep
Kordell William Glause
Investment Adviser Representative
Investment Adviser Rep
Norbert Gonzales
Investment Adviser Representative
Investment Adviser Rep
Barbara Ann Harmon
Investment Adviser Representative
Investment Adviser Rep
Mark B Haynes
Investment Adviser Representative
Investment Adviser Rep
Kristy Lee Hight
Investment Adviser Representative
Investment Adviser Rep
Barry Ira Horowitz
Investment Adviser Representative
Investment Adviser Rep
Joshua A Kegley
Investment Adviser Representative
Investment Adviser Rep
Ethan Richard Later
Investment Adviser Representative
Investment Adviser Rep
Marcy Jean Luth
Investment Adviser Representative
Investment Adviser Rep
Phillip D Maltzahn
Investment Adviser Representative
Investment Adviser Rep
Jay Malik
Investment Adviser Representative
Dual-registered
Kyle Reed Overturf
Investment Adviser Representative
Investment Adviser Rep
Thomas Joseph Pohlen
Investment Adviser Representative
Investment Adviser Rep
Nathan Aubrey Raabe
Investment Adviser Representative
Investment Adviser Rep
Daniel Taylor Rice
Investment Adviser Representative
Investment Adviser Rep
Taralynn Rachelle Richtig
Investment Adviser Representative
Investment Adviser Rep
Christine Ranae Shenk
Investment Adviser Representative
Investment Adviser Rep
Jesse Elias Skelton
Investment Adviser Representative
Investment Adviser Rep
David Patrick Smith
Investment Adviser Representative
Dual-registered
Joseph Patrick Stump
Investment Adviser Representative
Investment Adviser Rep
Hugo Cesar Sanchez
Investment Adviser Representative
Investment Adviser Rep
Jeanna Marie Stephens
Investment Adviser Representative
Investment Adviser Rep
Charles Zelig Tzinberg
Investment Adviser Representative
Investment Adviser Rep
Timothy Allan Vaughn
Investment Adviser Representative
Investment Adviser Rep
John Jeb Williamson
Investment Adviser Representative
Investment Adviser Rep
Suping Yang
Investment Adviser Representative
Investment Adviser Rep

Regulatory & compliance

CRD number
#137080
SEC Number
801-65977
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Asset tierAnnual rate
Up to $199,9991.75%
$200,000 to $499,9991.50%
$500,000 to $999,9991.25%
$1,000,000 to $1,999,9991.00%
$2,000,000 to $2,999,9990.90%
$3,000,000 to $3,999,9990.80%
$4,000,000 to $4,999,9990.70%
$5,000,000 or more0.50%

Data as of April 1, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WEALTH MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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