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Barry Lynn Brown

Investment Adviser Representative at ESI FINANCIAL ADVISORS

Holland, OHCRD #2275324Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
13 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 13 states
FloridaGeorgiaIndianaMichiganNew YorkNorth CarolinaOhioPennsylvaniaTennesseeTexasVirginiaWashingtonWest Virginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/25/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/28/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1 to $1,000,0001.00%
$1,000,001 to $2,500,0000.75%
$2,500,001 to $4,999,9990.60%
$5,000,000 to $10,000,0000.50%
$10,000,001 or more0.35%
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ESI Financial Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ESI FINANCIAL ADVISORSCurrent
10/4/2018Holland, OH
AMERITAS INVESTMENT CORP.
8/27/200110/8/2014Holland, OH
FINANCIAL NETWORK INVESTMENT CORPORATION
5/11/20018/27/2001El Segundo, CA
ROBERT W. BAIRD & CO. INCORPORATED
2/28/19945/9/2001Milwaukee, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
2/1/19945/9/2001Milwaukee, WI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Barry Lynn Brown has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Barry Lynn Brown - Financial Advisor in Holland, OH | AdvisorFinder