EF
ESI FINANCIAL ADVISORS
SEC RegisteredYour Business. Your Vision.
MONTPELIER, VThttps://equity-services.com800-344-7437
Assets Under Management
$1B–$5B
Year Founded
1968
Employees
500
Office Locations
26 offices
Total Accounts
12379
About the firm
Equity Services, Inc. (ESI) is a broker-dealer and Registered Investment Adviser (RIA) affiliate of National Life Group, a mutual life insurance company. ESI is a relationship-based firm focused on providing financial professionals with a personal and exceptional advisor experience. ESI offers operations, compliance, and business development support to help financial professionals build their practices.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthCharitable OrganizationsState/Municipal
Areas of expertise
Broker-dealerRegistered Investment AdviserFinancial Professional SupportBusiness DevelopmentComplianceAdvisory ServicesOperationsNational Life Group Affiliate
Services
Broker-dealer and registered investment adviser services for financial professionals, including operations support, compliance collaboration, business development resources, sales and marketing resources, software integration, and advisory services.
Who they serve
Financial professionals (advisors)
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 8,856 | $1.4B |
| High Net Worth Individuals | 3,041 | $1.2B |
| Charitable Organizations | 375 | $93M |
| State/Municipal Entities | 4 | — |
410 total clients reported on Form ADV.
Leadership
Gregory Dwight Teese
SR. VICE PRESIDENT, COMPLIANCE & CHIEF COMPLIANCE OFFICER
National Life Holding Company
SHAREHOLDER
Nlv Financial Corporation
SHAREHOLDER
Donald Paul Messier
TREASURER
Lance Alan Reihl
CEO, PRESIDENT, ROSFP
Mehran Assadi
DIRECTOR & CHAIRMAN OF THE BOARD
Heather Lynn Lyon
SR. VICE PRESIDENT, ESI OPERATIONS
Robert Earl Cotton
DIRECTOR
Jeffrey Wood
SR. VICE PRESIDENT, BUSINESS DEVELOPMENT AND ADVISORY SERVICES
Ruth Marie Smith
DIRECTOR
Denise Sullivan
VICE PRESIDENT, FINANCE
Office locations
26 offices in 16 states
VT
MONTPELIERHQ
NY
CLIFTON PARK
GA
ATLANTA
MD
TIMONIUM
NC
CHARLOTTE
IL
CHICAGO
MI
TROY
NH
MANCHESTER
NY
NEW YORK
PA
MEDIA
VA
ROANOKE
VT
COLCHESTER
NC
Winston-salem
FL
JACKSONVILLE
NY
HAUPPAUGE
CT
GLASTONBURY
NY
MELVILLE
CA
BEVERLY HILLS
FL
BOCA RATON
NJ
RED BANK
NJ
ROSELAND
TX
SOUTHLAKE
OH
COLUMBUS
CA
IRVINE
NY
PITTSFORD
NY
LATHAM
Advisors at this firm
Showing 100 of 542
Mackenzie Robert Abbate
Investment Adviser Representative
Nicholas William Abbate
Investment Adviser Representative
Paul J Abbott
Investment Adviser Representative
Samir Elias Abdullah
Investment Adviser Representative
Vincent Acierno
Investment Adviser Representative
Michael David Adams
Investment Adviser Representative
Vincent Joseph Aimetti
Investment Adviser Representative
Maram Kamal Alaiwat
Investment Adviser Representative
Marc Joseph Alessandro
Investment Adviser Representative
Aeric Jordan Alexander
Investment Adviser Representative
Patricia Ann Almony
Investment Adviser Representative
Mark B Altstaetter
Investment Adviser Representative
Cassidy Theresa Ammons
Investment Adviser Representative
Darrell Wayne Amsden
Investment Adviser Representative
Margaret Marie Antoniello
Investment Adviser Representative
Ryan Thomas Appelhans
Investment Adviser Representative
Cameren Brenten Asherbranner
Investment Adviser Representative
Alfredo Atencio
Investment Adviser Representative
Spyro Athanasoulias
Investment Adviser Representative
Nicholas A Audet
Investment Adviser Representative
Samuel Michael Audy
Investment Adviser Representative
Meredith Trott Augustoni
Investment Adviser Representative
Ryan Drew Ausloos
Investment Adviser Representative
Jacob Ryan Autry
Investment Adviser Representative
Starr Hickok Barnum V
Investment Adviser Representative
Spencer Colin Bateman
Investment Adviser Representative
James Tenbroeck Baumann
Investment Adviser Representative
Ryan Wayne Behnken
Investment Adviser Representative
Craig Eric Berman
Investment Adviser Representative
Jeffrey Neal Berman
Investment Adviser Representative
Izabela Betlinska
Investment Adviser Representative
William Francis Bianculli
Investment Adviser Representative
Timothy Ray Blackham
Investment Adviser Representative
Robert Thomas Blake
Investment Adviser Representative
William Joseph Blanco
Investment Adviser Representative
Donald Rodger Boisvert
Investment Adviser Representative
Robert Nicholas Boswell
Investment Adviser Representative
Caroline Suzanne Boudreau
Investment Adviser Representative
Scott James Bradford
Investment Adviser Representative
Miroslava Britman
Investment Adviser Representative
Barry Lynn Brown
Investment Adviser Representative
Donald Thomas Brown
Investment Adviser Representative
Richard Keith Brown
Investment Adviser Representative
William Bulluck Jr
Investment Adviser Representative
Thomas Burchhardt
Investment Adviser Representative
Thomas Alden Bailey
Investment Adviser Representative
James Edward Barnes
Investment Adviser Representative
Albert Binman
Investment Adviser Representative
Adam C. Blake
Investment Adviser Representative
Bryan Paul Blake
Investment Adviser Representative
Conor F.p. Boyd
Investment Adviser Representative
Timothy Scott Bradford
Investment Adviser Representative
Brian Paul Branda
Investment Adviser Representative
Michael John Branda
Investment Adviser Representative
James Gilbert Brock
Investment Adviser Representative
Amy Melissa Brown
Investment Adviser Representative
Ulric Don Bruce
Investment Adviser Representative
Brian Anthony Buglino
Investment Adviser Representative
Angela Marie Bundy
Investment Adviser Representative
Angelo Louis Buonomo
Investment Adviser Representative
Carolyn Burgin
Investment Adviser Representative
Hillory Purvis Burkett
Investment Adviser Representative
Brian W Byrne
Investment Adviser Representative
Michael Wayne Byrne
Investment Adviser Representative
Chialin Chen Cacanindin
Investment Adviser Representative
Gregory Robert Caldwell
Investment Adviser Representative
Stephen Robert Carmody
Investment Adviser Representative
Derek Bradley Carter
Investment Adviser Representative
Michael Glenn Castillo
Investment Adviser Representative
Rachel Cecere
Investment Adviser Representative
Heather Marie Church
Investment Adviser Representative
Len Robert Clapp
Investment Adviser Representative
Heidi Kay Clark
Investment Adviser Representative
Lyndon Jeffry Clark
Investment Adviser Representative
Tira Lee Clement
Investment Adviser Representative
Bryan James Clifton
Investment Adviser Representative
Eugene Joseph Colligan
Investment Adviser Representative
Maria Conlon
Investment Adviser Representative
Cory F Cook
Investment Adviser Representative
Charles Vincent Creighton
Investment Adviser Representative
Michael Creighton
Investment Adviser Representative
Richard Leslie Cunningham
Investment Adviser Representative
Paul Carpenter
Investment Adviser Representative
Steven Michael Cellen
Investment Adviser Representative
William Henry Cheshire
Investment Adviser Representative
Michael J Chiarella
Investment Adviser Representative
George Chiu
Investment Adviser Representative
David Joseph Chiusano
Investment Adviser Representative
Dominick Joseph Citera
Investment Adviser Representative
Adam R Clark
Investment Adviser Representative
Michael Joseph Clark
Investment Adviser Representative
Vincent Anthony Colatriano
Investment Adviser Representative
Christopher Michael Colby
Investment Adviser Representative
John Francis Coleman
Investment Adviser Representative
Trevor Connors
Investment Adviser Representative
Darren Conte
Investment Adviser Representative
Dustin Robert Conte
Investment Adviser Representative
Kena Salil Contractor
Investment Adviser Representative
Courtney Allison Coombs
Investment Adviser Representative
Rodney Barnard Cooper
Investment Adviser Representative
Regulatory & compliance
CRD number
#265
SEC Number
801-41722
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Commission / Hourly / Flat Fee
Minimum: $10,000
| Asset tier | Annual rate |
|---|---|
| $1 to $1,000,000 | 1.00% |
| $1,000,001 to $2,500,000 | 0.75% |
| $2,500,001 to $4,999,999 | 0.60% |
| $5,000,000 to $10,000,000 | 0.50% |
| $10,000,001 or more | 0.35% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
equity-services.comPhone
800-344-7437Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ESI FINANCIAL ADVISORS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.