BA
Ben A Roth
Investment Adviser Representative at NEWEDGE ADVISORS
CRD #1080792Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
States Registered
1 states
Registrations & licenses
Registration type
Investment Adviser Rep
Registered in 1 states
Texas
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Primary fee model
Assets Under Management (AUM)
Source
NEWEDGE ADVISORS Form ADV Part 2A (Item 5), most recent annual amendment.
Official records & sources
FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About this profile
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ben A Roth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.