AdFi
BA

Benjamin Adam Siefring

Investment Adviser Representative at Formidable Asset Management, LLC

Cincinnati, OHCRD #5922691Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Benjamin Adam Siefring is an investment adviser representative with Formidable Asset Management, LLC in Cincinnati, OH, where they have been registered since 2017. They have worked in the securities industry since 2011 and have been registered with 3 firms, including MML Investors Services, LLC and MSI Financial Services, Inc. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio.

Office

221 E. 4th Street, Suite 2850
Cincinnati, OH 45202

Advisors at this office: 10

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Ohio

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/12/2012
SIE
Securities Industry Essentials Examination
Passed 5/5/2017
Series 7
General Securities Representative Examination
Passed 10/12/2012
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/2/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Formidable Asset Management, LLCCurrent
5/4/2017 – Cincinnati, OH
MML Investors Services, LLC
3/25/2017 – 5/5/2017Cincinnati, OH
MSI Financial Services, Inc.
1/25/2012 – 3/25/2017Cincinnati, OH

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. MML Investors Services, LLC
    Mar 2017 – May 2017Cincinnati, OH
  2. MSI Financial Services Inc
    Jul 2016 – Mar 2017Cincinnati, OH
  3. Massachusetts Mutual Life Insurance Company
    Jul 2016 – May 2017Cincinnati, OH
  4. Formidable Asset Mangement, LLC
    May 2017 – no end date reportedCincinnati, OH

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Formidable Asset Management, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Performance-based fees

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Investment management, financial planning, tax management, and insurance services, including active and adaptive portfolio management, proactive tax strategies, and personalized wealth preservation solutions.

Retirement PlanningInvestment ManagementFinancial PlanningInsuranceWealth Management
Firm areas of expertise
Investment ManagementFinancial PlanningTax ManagementInsurance ServicesPortfolio ConstructionRetirement PlanningWealth PreservationIndependent Advisory

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
15
Offices listed on AdvisorFinder:
3
Main office:
Cincinnati, OH
SEC file number:
801-77975

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 14, 2026

View full firm profile

Other advisors at Formidable Asset Management, LLC

Showing 12 of 15 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Adam Siefring has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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