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Tracy Lynn Germano

Investment Adviser Representative at FORMIDABLE ASSET MANAGEMENT, LLC

Vero Beach, FLCRD #1748857Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Tracy Lynn Germano has worked in the securities industry since 2001. They are registered to provide investment advisory services in Florida and Ohio.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaOhio
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/13/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 6/8/2009
Series 7
General Securities Representative Examination
Passed 4/21/2001
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/7/2009
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 12/8/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Formidable Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FORMIDABLE ASSET MANAGEMENT, LLCCurrent
10/7/2022Vero Beach, FL
RAYMOND JAMES & ASSOCIATES, INC.
3/28/201310/12/2022Vero Beach, FL
WELLS FARGO ADVISORS, LLC
10/14/20083/25/2013Sebastian, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tracy Lynn Germano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Tracy Lynn Germano - Financial Advisor in Vero Beach, FL | AdvisorFinder