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Benjamin Christian Gerald

Investment Adviser Representative at QUARTZ PARTNERS INVESTMENT MANAGEMENT

Mckinney, TXCRD #5665990Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
9 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
CaliforniaGeorgiaIllinoisIndianaNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/26/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 1/29/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/3/2015
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/12/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Active Strategies - $0 to $499,999.990.75%
Active Strategies - $500,000 to $2,999,999.990.60%
Active Strategies - $3,000,000 and above0.50%
Passive Strategies - $0 to $499,999.990.48%
Passive Strategies - $500,000 to $2,999,999.990.40%
Passive Strategies - $3,000,000 and above0.35%
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

QUARTZ PARTNERS INVESTMENT MANAGEMENT Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ETICO PARTNERS, LLCCurrent
5/20/2025SARATOGA SPRINGS, NY
MML INVESTORS SERVICES, LLC
9/14/20225/15/2025Dallas, TX
NYLIFE SECURITIES LLC
5/5/20219/27/2022DALLAS, TX
NYLIFE DISTRIBUTORS LLC
3/27/20143/2/2020SLEEPY HOLLOW, NY
NYLIFE SECURITIES LLC
11/13/20093/27/2014NEW YORK, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Christian Gerald has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Benjamin Christian Gerald - Financial Advisor in McKinney, TX | AdvisorFinder