Benjamin James Cole
Investment Adviser Representative at BCO Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Benjamin James Cole is an investment adviser representative with BCO Wealth Management, LLC in Carlsbad, NM, where they have been registered since 2026. They have worked in the securities industry since 2023 and were previously registered with Cetera Advisors LLC. They have passed 3 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in New Mexico and Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Mexico, Texas
- Broker:
1 state or territory
New Mexico
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Riverside Golf CourseJun 2020 – Jan 2021Carlsbad, NM
- University of New MexicoAug 2020 – Jul 2023Albuquerque, NM
- Carlsbad High SchoolJan 2016 – May 2020Carlsbad, NM
- Pennington, Bass 7 AssociatesJul 2023 – May 2025Lubbock, TX
- Cetera Advisors LLCJul 2023 – Nov 2023St Cloud, MN
- Cetera Advisors LLCNov 2023 – May 2025St Cloud, MN
- Lincoln InvestmentMay 2025 – no end date reportedFort Washington, PA
- BCO Wealth Management, LLCMay 2025 – no end date reportedCarlsbad, NM
- BCO Wealth Management, LLCJul 2026 – no end date reportedCarlsbad, NM
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About BCO Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Carlsbad, NM
- SEC file number:
- 801-126061
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 17, 2026
View full firm profileOther advisors at BCO Wealth Management, LLC
3 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin James Cole has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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