Benjamin R Jordan
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Benjamin R. Jordan is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palo Alto, CA, where they have been registered since 2024. They have worked in the securities industry since 2019 and have been registered with 3 firms, including Ameriprise Financial Services, LLC and Eagle Strategies LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and Texas.
Office
Advisors at this office: 86
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Texas
- Broker:
8 states and territories
California, New Jersey, New York, Oregon, Tennessee, Texas, Vermont, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- NYLIFE Securities LLCMay 2019 – Sep 2022San Jose, CA
- New York Life Insurance Co.Jun 2018 – Sep 2022San Jose, CA
- CSR Real Estate ServicesSep 2017 – Aug 2018San Jose, CA
- Coldwell BankerDec 2016 – Sep 2017Morgan Hill, CA
- UnemployedMay 2016 – Dec 2016San Jose, CA
- Eagle Strategies LLCAug 2021 – Sep 2022San Jose, CA
- Ameriprise Financial ServicesSep 2022 – Sep 2022Palo Alto, CA
- Ameriprise Financial Services, LLCMar 2020 – Mar 2020Palo Alto, CA
- Ameriprise Financial Services, LLC.Sep 2022 – Jul 2024Palo Alto, CA
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2024 – no end date reportedPalo Alto, CA
- Opus Advice First of AmeripriseSep 2022 – Jul 2024Palo Alto, CA
- Bank of America, N.A.Sep 2024 – no end date reportedPalo Alto, CA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin R Jordan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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