Benjamin Roman Dzialo
Investment Adviser Representative at FOUNDATIONS INVESTMENT ADVISORS LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Benjamin Roman Dzialo has worked in the securities industry since 2005. They have passed the Series 63, 24, 7, and 6 examinations. They are registered to provide investment advisory services in Connecticut and New York.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| All Assets | 2.00% |
Firm-stated minimum; may be waived at the firm's discretion.
Foundations Investment Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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