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Benjamin Samuel Rinkey

Investment Adviser Representative at ILLUMINATION WEALTH MANAGEMENT

Rancho Mirage, CACRD #377023Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
3 states
Exams Passed
6

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
CaliforniaFloridaMinnesota
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/11/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 10/31/1986
Series 40
Registered Principal Examination
Passed 7/20/1978
PC
AMEX Put and Call Exam
Passed 9/6/1977
Series 18
Securities Industry Rules and Regulations Examination
Passed 5/13/1976
Series 1
Registered Representative Examination
Passed 9/1/1972

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Investment Management: $0 - $99,999
Investment Management: $100,000 - $249,9991.50%
Investment Management: $250,000 - $499,9991.35%
Investment Management: $500,000 - $999,9991.20%
Investment Management: $1,000,000 - $2,999,9991.00%
Investment Management: $3,000,000+0.90%
Source

ILLUMINATION WEALTH MANAGEMENT Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SHEARSON, HAMMILL & CO., INCORPORATED
9/6/19723/18/1974
DOUGHERTY & COMPANY LLC
9/30/19977/24/2000MINNEAPOLIS, MN
DOUGHERTY & COMPANY LLC
6/26/20029/7/2004MINNEAPOLIS, MN
DOUGHERTY DAWKINS LLC
5/27/19979/30/1997MINNEAPOLIS, MN
PIPER JAFFRAY INC.
5/21/19763/15/1995MINNEAPOLIS, MN
VOYAGEUR INVESTMENTS, INC.
5/17/19955/21/1997

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Samuel Rinkey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Benjamin Samuel Rinkey - Financial Advisor in Rancho Mirage, CA | AdvisorFinder