AdFi
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Bernard Suissa

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Rockville, MDCRD #2533050Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
29 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 29 states
ArizonaArkansasCaliforniaColoradoDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIllinoisMaineMarylandMassachusettsMichiganMinnesotaMontanaNevadaNew JerseyNew YorkNorth CarolinaOklahomaOregonPennsylvaniaRhode IslandTennesseeTexasUtahVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/9/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 3/28/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/23/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
8/28/2024Rockville, MD
RBC CAPITAL MARKETS, LLCCurrent
8/28/2024Rockville, MD
WELLS FARGO ADVISORS
6/29/20179/12/2024Bethesda, MD
MORGAN STANLEY
6/1/20096/30/2017Los Angeles, CA
CITIGROUP GLOBAL MARKETS INC.
10/26/20076/1/2009Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/23/200010/29/2007Beverly Hills, CA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bernard Suissa has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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