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Bhagwati Mahendru

Investment Adviser Representative at REALTA INVESTMENT ADVISORS, INC

Granada Hills, CACRD #2360416Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
10 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bhagwati Mahendru has worked in the securities industry since 1993. They are registered to provide investment advisory services in 10 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
ArizonaCaliforniaFloridaGeorgiaIndianaNew HampshireNew JerseyNew YorkTexasVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/24/1993
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/17/1993
Series 4
Registered Options Principal Examination
Passed 5/5/2006
Series 24
General Securities Principal Examination
Passed 2/3/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Realta Investment Advisors, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REALTA INVESTMENT ADVISORS, INCCurrent
11/8/2024Granada Hills, CA
CETERA INVESTMENT ADVISERS LLC
11/12/202011/11/2024Granada Hills, CA
FIRST ALLIED ADVISORY SERVICES, INC.
7/17/201211/12/2020Granada Hills, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bhagwati Mahendru has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Bhagwati Mahendru - Financial Advisor in Granada Hills, CA | AdvisorFinder