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Bonnie Sue Wusz

Investment Adviser Representative at BW & ASSOCIATES, INC.

Orange, CACRD #1141949Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
29 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bonnie Sue Wusz has worked in the securities industry since 1983. They are registered to provide investment advisory services in 29 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 29 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaHawaiiIdahoIllinoisKansasLouisianaMichiganMinnesotaMissouriMontanaNebraskaNevadaNew JerseyNew YorkNorth CarolinaOregonPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasUtahVirgin IslandsWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/25/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 6/22/1983
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 10/20/1986
Series 7
General Securities Representative Examination
Passed 6/18/1983
Series 4
Registered Options Principal Examination
Passed 6/22/1989
Series 24
General Securities Principal Examination
Passed 12/5/1988

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Under $200,0001.25%
$200,000 - $1,999,9991.00%
$2,000,000 - $3,999,9990.90%
$4,000,000 and over0.75%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

BW & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BW & ASSOCIATES, INC.Current
11/30/1990Orange, CA
GIRARD SECURITIES, INC.
6/12/20099/23/2015Orange, CA
RINCON PACIFIC MANAGEMENT INC
6/29/20125/19/2015San Clemente, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bonnie Sue Wusz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.