BW & ASSOCIATES, INC.
SEC RegisteredYour Future. Our Expertise.
About the firm
BW & Associates Inc. is an independent money management firm dedicated to providing extraordinary personal service, honest and intelligent advice, and expertise. The firm provides investment management services including individual portfolio management, financial planning, and financial consulting. BW & Associates, Inc. (BWA) is an SEC registered investment adviser.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management services including individual portfolio management, financial planning, and financial consulting.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 373 | $240M |
| High Net Worth Individuals | 156 | $453M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Under $200,000 | 1.25% |
| $200,000 - $1,999,999 | 1.00% |
| $2,000,000 - $3,999,999 | 0.90% |
| $4,000,000 and over | 0.75% |
Data as of January 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BW & ASSOCIATES, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.