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Bradley Eric Dobin

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Manasquan, NJCRD #2771747Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
23 states
Exams Passed
10

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
AlabamaArizonaCaliforniaColoradoDelawareFloridaGeorgiaIdahoIowaKansasMarylandMassachusettsMontanaNevadaNew HampshireNew JerseyNew YorkNorth CarolinaPennsylvaniaSouth CarolinaVirginiaWashingtonWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/8/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 11/7/1996
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 12/17/1998
Series 31
Futures Managed Funds Examination
Passed 8/29/1997
Series 7
General Securities Representative Examination
Passed 9/16/1996
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 4
Registered Options Principal Examination
Passed 10/16/2004
Series 24
General Securities Principal Examination
Passed 8/19/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
10/23/2009Manasquan, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
10/23/2009Allenhurst, NJ
BANC OF AMERICA INVESTMENT SERVICES, INC.
5/30/200810/23/2009Allenhurst, NJ
AIG RETIREMENT ADVISORS, INC.
2/25/20056/5/2008Malvern, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bradley Eric Dobin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Bradley Eric Dobin - Financial Advisor in Manasquan, NJ | AdvisorFinder