Bradley Ray Smith
Investment Adviser Representative at Smith & Co Advisory LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Bradley Ray Smith is an investment adviser representative in Spring Hill, TN, currently registered with Westminster Financial Advisory Corp and Smith & Co Advisory LLC. They have worked in the securities industry since 2008 and have been registered with 5 firms, including Horter Investment Management, LLC and Piedmont Investment Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in 17 states.
Registrations & licenses
- Investment adviser:
- Alabama, California, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, Vermont, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Westminster Financial AdvisorySep 2016 – no end date reportedDayton, OH
- Smith WYND CPAJul 2014 – Nov 2025Franklin, TN
- Smith & Co Advisory LLCOct 2024 – no end date reportedSpring Hill, TN
- Smith & Co CPA LLCNov 2025 – no end date reportedSpring Hill, TN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Smith & Co Advisory LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Estimated blended rate
- 0.0125
- First $500,0001.25%
- $500,001 - $1,000,0001.00%
- $1,000,001 - $2,000,0000.90%
- $2,000,001 - $5,000,0000.80%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Tax strategy (proactive planning, income and investment structuring, business entity structuring, year-round guidance) and wealth management (asset growth, risk balancing, retirement planning, business succession, estate planning, asset protection, and insurance considerations).
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Spring Hill, TN
- SEC file number:
- 801-131244
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 5, 2026
View full firm profileSimilar advisors in Spring Hill, TN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bradley Ray Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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