Smith & Co Advisory LLC
SEC RegisteredFinancial stewardship at every stage of your journey
About the firm
Smith & Co. unites tax strategy and wealth management to provide coordinated guidance throughout the stages of accumulation, preservation, and distribution. Most advisors manage investments and most CPAs handle returns, but Smith & Co. aligns both so every decision moves clients closer to their goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Tax strategy (proactive planning, income and investment structuring, business entity structuring, year-round guidance) and wealth management (asset growth, risk balancing, retirement planning, business succession, estate planning, asset protection, and insurance considerations).
Who they serve
Clients who value clarity and intentional planning, including those with business interests, investment portfolios, and long-term legacy considerations.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 162 | $20M |
| High Net Worth Individuals | 44 | $96M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 4 | $3.0M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.25% |
| $500,001 - $1,000,000 | 1.00% |
| $1,000,001 - $2,000,000 | 0.90% |
| $2,000,001 - $5,000,000 | 0.80% |
| $5,000,001 and up | 0.70% |
Data as of March 18, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Smith & Co Advisory LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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