AdFi
BA

Brandt Augustus Sakakeeny

Investment Adviser Representative at ROCKINGSTONE ADVISORS

Harrison, NYCRD #1709197Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
3 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaMassachusettsNew York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/10/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 5/30/2000
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 1/24/2005
Series 86
Research Analyst Exam - Part I Analysis Module
Passed 12/13/2004
Series 7
General Securities Representative Examination
Passed 8/28/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
<$499,9991.75%
$500,000 - $999,9991.50%
$1,000,000 - $4,999,9991.25%
$5,000,000 - $14,999,9991.00%
>$15,000,0000.85%
Source

Rockingstone Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ROCKINGSTONE ADVISORSCurrent
3/23/2020Harrison, NY
ROCKINGSTONE ADVISORS
9/30/201612/31/2018New York, NY
ROCKINGSTONE ADVISORS
11/17/20097/22/2015Harrison, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ROCKINGSTONE ADVISORS

1 other advisor in the directory

View ROCKINGSTONE ADVISORS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brandt Augustus Sakakeeny has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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