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Eric Richard Katzman

Investment Adviser Representative at ROCKINGSTONE ADVISORS

Great Barrington, MACRD #2300355Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
4 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
FloridaMassachusettsNew YorkTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/1/2001
SIE
Securities Industry Essentials Examination
Passed 6/23/2016
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 12/8/2004
Series 7
General Securities Representative Examination
Passed 9/1/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
<$499,9991.75%
$500,000 - $999,9991.50%
$1,000,000 - $4,999,9991.25%
$5,000,000 - $14,999,9991.00%
>$15,000,0000.85%
Source

Rockingstone Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ROCKINGSTONE ADVISORSCurrent
3/19/2020Great Barrington, MA
ROCKINGSTONE ADVISORS
1/6/201712/31/2018New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ROCKINGSTONE ADVISORS

1 other advisor in the directory

View ROCKINGSTONE ADVISORS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Richard Katzman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Eric Richard Katzman - Financial Advisor in Great Barrington, MA | AdvisorFinder