ROCKINGSTONE ADVISORS
SEC RegisteredMulti-asset investment strategies for individuals, families and small institutions.
About the firm
Rockingstone Advisors LLC is a boutique asset management firm co-managed by Brandt Sakakeeny and Eric Katzman, CFA, founded in 2009. As an SEC-registered investment advisor, the firm provides multi-asset investment strategies to individuals, families and small institutions through separate accounts. The firm's investment strategies attempt to capitalize on pricing inefficiencies across broad asset classes and individual securities, with a strong emphasis on fundamental research and analysis.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Multi-asset investment strategies delivered through separate accounts, including portfolio management across asset classes such as equity, equity hybrids, fixed income, commodities, currencies, private equity and real estate. The firm provides fee-based, unbiased advice independent of broker-dealer relationships, with a disciplined investment process emphasizing both top-down and bottom-up analysis.
Who they serve
Individuals, families and small institutions, including high net worth individuals and families.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 7 | $2.1M |
| High Net Worth Individuals | 54 | $278M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| <$499,999 | 1.75% |
| $500,000 - $999,999 | 1.50% |
| $1,000,000 - $4,999,999 | 1.25% |
| $5,000,000 - $14,999,999 | 1.00% |
| >$15,000,000 | 0.85% |
Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ROCKINGSTONE ADVISORS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched