AdFi
BJ

Brant Jackson Griffin

Investment Adviser Representative at NORTH PIER FIDUCIARY MANAGEMENT, LLC

Marina Del Rey, CACRD #2692488Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
4 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brant Jackson Griffin has worked in the securities industry since 1998. They are registered to provide investment advisory services in California, Illinois, Nevada, and Utah.

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
CaliforniaIllinoisNevadaUtah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/11/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 2/13/1996
Series 7
General Securities Representative Examination
Passed 10/9/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/17/1996
Series 24
General Securities Principal Examination
Passed 6/29/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,500,000 (flat fee)0.00%
Next $7,500,0000.50%
Next $15,000,0000.40%
Next $25,000,0000.30%
Next $50,000,0000.20%
$100,000,000 and Above0.15%
Source

North PIER Fiduciary Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTH PIER FIDUCIARY MANAGEMENT, LLCCurrent
4/9/2026Marina Del Rey, CA
NORTH PIER FIDUCIARY MANAGEMENT, LLC
3/26/202112/31/2025Marina Del Rey, CA
NORTH PIER FIDUCIARY MANAGEMENT, LLC
1/6/201712/31/2020Marina Del Rey, CA
NORTH PIER FIDUCIARY MANAGEMENT
10/14/200812/31/2016Culver City, CA
OPPENHEIMER & CO. INC.
2/28/200510/16/2008Los Angeles, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NORTH PIER FIDUCIARY MANAGEMENT, LLC

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View NORTH PIER FIDUCIARY MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brant Jackson Griffin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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