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Frank Donald Szymanek

Investment Adviser Representative at NORTH PIER FIDUCIARY MANAGEMENT, LLC

Marina Del Rey, CACRD #4119043Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
3 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Frank Donald Szymanek has worked in the securities industry since 2004. They are registered to provide investment advisory services in Illinois, Texas, and Utah.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
IllinoisTexasUtah
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/8/2000
SIE
Securities Industry Essentials Examination
Passed 3/17/2017
Series 7
General Securities Representative Examination
Passed 2/9/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/28/2000
Series 24
General Securities Principal Examination
Passed 3/29/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,500,000 (flat fee)0.00%
Next $7,500,0000.50%
Next $15,000,0000.40%
Next $25,000,0000.30%
Next $50,000,0000.20%
$100,000,000 and Above0.15%
Source

North PIER Fiduciary Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTH PIER FIDUCIARY MANAGEMENT, LLCCurrent
2/22/2022Marina Del Rey, CA
NORTH PIER FIDUCIARY MANAGEMENT, LLC
2/22/202212/31/2025Marina Del Rey, CA
NORTHERN TRUST INVESTMENTS, INCORPORATED
7/27/20167/6/2017Chicago, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View NORTH PIER FIDUCIARY MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frank Donald Szymanek has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Frank Donald Szymanek - Financial Advisor in Marina Del Rey, CA | AdvisorFinder