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Brenda Joyce Sims

Investment Adviser Representative at T. Anton Investment House, Inc.

Madison, WICRD #5501442Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brenda Joyce Sims is an investment adviser representative with T. Anton Investment House, Inc. in Madison, WI, where they have been registered since 2020, the year they entered the securities industry. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Wisconsin.

Office

708 Heartland Trail, Suite #3000
Madison, WI 53717-2174

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/5/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 8/27/2009
SIE
Securities Industry Essentials Examination
Passed 8/17/2015
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/17/2009

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

T. Anton Investment House, Inc.Current
9/5/2020 – Madison, WI

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. T. Anton Investment House, Inc.
    Mar 2015 – no end date reportedMiddleton, WI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About T. Anton Investment House, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$800,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Investment management, financial planning, income tax planning, estate planning, and retirement planning.

Financial PlanningPortfolio Management for Individuals and Small Businesses
Firm areas of expertise
Fee-onlyRegistered Investment AdvisoryFiduciaryInvestment ManagementFinancial PlanningIncome Tax PlanningEstate PlanningRetirement PlanningWealth ManagementIndependent

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3
Offices listed on AdvisorFinder:
1
Main office:
Madison, WI
SEC file number:
801-108785

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 26, 2026

View full firm profile

Other advisors at T. Anton Investment House, Inc.

2 other advisors in the directory

View T. Anton Investment House, Inc. firm profile

Similar advisors in Madison, WI

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brenda Joyce Sims has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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