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Brenda Joyce Sims

Investment Adviser Representative at T. ANTON INVESTMENT HOUSE, INC.

Madison, WICRD #5501442Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Wisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/5/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 8/27/2009
SIE
Securities Industry Essentials Examination
Passed 8/17/2015
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/17/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $800,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

T. Anton Investment House, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

T. ANTON INVESTMENT HOUSE, INC.Current
9/5/2020Madison, WI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View T. ANTON INVESTMENT HOUSE, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brenda Joyce Sims has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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