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Tracey Carol Anton

Investment Adviser Representative at T. ANTON INVESTMENT HOUSE, INC.

Madison, WICRD #2457436Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
5 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Tracey Carol Anton has worked in the securities industry since 1994. They are registered to provide investment advisory services in Arizona, Florida, Illinois, Minnesota, and Wisconsin.

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
ArizonaFloridaIllinoisMinnesotaWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/7/1994
SIE
Securities Industry Essentials Examination
Passed 4/10/2015
Series 7
General Securities Representative Examination
Passed 8/29/1994
Series 53
Municipal Securities Principal Examination
Passed 7/29/2010
Series 51
Municipal Fund Securities Principal Examination
Passed 5/14/2003
Series 24
General Securities Principal Examination
Passed 2/3/2003
Series 28
Introducing Broker/Dealer Financial Operations Principal Examination
Passed 11/29/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $800,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

T. Anton Investment House, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

T. ANTON INVESTMENT HOUSE, INC.Current
3/13/2015Madison, WI
GOOGINS & ANTON, INC.
11/8/19944/10/2015Middleton, WI

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at T. ANTON INVESTMENT HOUSE, INC.

2 other advisors in the directory

View T. ANTON INVESTMENT HOUSE, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tracey Carol Anton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Tracey Carol Anton - Financial Advisor in Madison, WI | AdvisorFinder