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Brendan Edward Devine

Investment Adviser Representative at CARRET ASSET MANAGEMENT, LLC

New York, NYCRD #6880893Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
3 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brendan Edward Devine has worked in the securities industry since 2018. They are registered to provide investment advisory services in New Jersey, New York, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
New JerseyNew YorkTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/22/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 2/21/2018
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/28/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Carret Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CARRET ASSET MANAGEMENT, LLCCurrent
11/22/2023New York, NY
MARKETAXESS CORPORATION
11/28/20178/8/2023New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brendan Edward Devine has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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