CARRET ASSET MANAGEMENT, LLC
SEC RegisteredInstitutional Strength, Individual Focus
About the firm
Carret is an independent investment advisor serving wealth managers, financial advisors, select institutional clients, family offices, and high-net-worth individuals and families. We seek to deliver competitive, long-term results through research-driven active management and client-focused service. Carret Asset Management was founded in 1963 by Philip L. Carret, a Wall Street icon and investment legend who pioneered the concept of value investing.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Research-driven active management through five distinct Separately Managed Account (SMA) strategies and one Mutual Fund, with a focus on tax efficiency and personalized client service.
Who they serve
Wealth managers, financial advisors, select institutional clients, family offices, and high-net-worth individuals and families across the U.S.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 941 | $264M |
| High Net Worth Individuals | 395 | $1.3B |
| Charitable Organizations | 17 | $31M |
| Insurance Companies | 1,236 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
11 advisors in the directory
Regulatory & compliance
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CARRET ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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