Brent R Newcomb
Investment Adviser Representative at Northern Trust Securities, Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brent R. Newcomb is an investment adviser representative with Northern Trust Securities, Inc in Chicago, IL, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with J.p. Morgan Securities LLC. They have passed 3 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 37
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
- Broker:
51 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JPMorgan Chase Bank, NAJul 2023 – Jun 2025Chicago, IL
- JPMorgan Securities LLCJul 2023 – Jun 2025Chicago, IL
- CroweJan 2023 – Apr 2023South Bend, IN
- CroweJun 2022 – Aug 2022South Bend, IN
- Teachers Credit UnionMay 2021 – May 2022South Bend, IN
- Indiana University South BendFeb 2019 – Dec 2021South Bend, IN
- Hamilton Grove Healthcare And RehabilitationJun 2020 – Nov 2020New Prairie, IN
- 1st Source BankApr 2019 – Jun 2019South Bend, IN
- Sullivan PalatekMar 2017 – Jun 2019Michigan City, IN
- Winn MachineApr 2018 – Jun 2018La Porte, IN
- UnemployedDec 2015 – Feb 2017Rolling Prairie, IN
- UnemployedSep 2022 – Dec 2022Rolling Prairie, IN
- UnemployedMay 2023 – Jun 2023Rolling Prairie, IN
- Northern Trust Securities, Inc.Jun 2025 – no end date reportedChicago, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northern Trust Securities, Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 126
- Offices listed on AdvisorFinder:
- 21
- Main office:
- Chicago, IL
- Founded:
- 1889
- SEC file number:
- 801-80781
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 17, 2026
View full firm profileOther advisors at Northern Trust Securities, Inc
Showing 12 of 126 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brent R Newcomb has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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