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Brent Wayne Lee

Investment Adviser Representative at CONCORDE ASSET MANAGEMENT, LLC

Williston, NDCRD #5436195Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
19 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
AlaskaArizonaCaliforniaColoradoFloridaKansasKentuckyMaineMarylandMinnesotaMontanaNew YorkNorth CarolinaNorth DakotaSouth CarolinaSouth DakotaTexasVermontWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/20/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/1/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Concorde Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CONCORDE ASSET MANAGEMENT, LLCCurrent
7/9/2016Williston, ND
LEBENTHAL WEALTH ADVISORS, LLC
11/3/20147/27/2016Williston, ND
VOYA FINANCIAL ADVISORS, INC.
5/13/201310/30/2014Williston, ND

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brent Wayne Lee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Brent Wayne Lee - Financial Advisor in Williston, ND | AdvisorFinder