CONCORDE ASSET MANAGEMENT, LLC
SEC RegisteredYour Partner in Purposeful Financial Growth
About the firm
Concorde is a nationally recognized, full-service broker-dealer and SEC-Registered Investment Advisor (RIA) and insurance firm committed to supporting financial professionals and their clients. Through a thoughtfully integrated ecosystem of investment, advisory and insurance solutions, the firm provides the tools and expertise needed to help reach financial goals and objectives. Founded by entrepreneurs, the Concorde team is proud to serve a company made up of like-minded individuals driven by passion, purpose and a shared commitment to excellence.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Full-service broker-dealer, SEC-Registered Investment Advisory (RIA), and insurance services through an integrated ecosystem of specialized entities: Concorde Investment Services, Concorde Asset Management, and Concorde Insurance Agency. The firm offers investment, advisory, and insurance solutions with customized support and integrated broker-dealer and wealth management platforms.
Who they serve
Financial professionals and their clients
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 3,651 | $442M |
| High Net Worth Individuals | 38 | $150M |
| Charitable Organizations | 8 | $850k |
| State/Municipal Entities | 1 | — |
898 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
78 advisors in the directory
Regulatory & compliance
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CONCORDE ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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