AdFi
DR

David Robert Kern

Investment Adviser Representative at CONCORDE ASSET MANAGEMENT, LLC

Huntertown, INCRD #1210234Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
8 states
Exams Passed
5

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 8 states
CaliforniaColoradoIllinoisIndianaNew YorkNorth CarolinaOhioSouth Carolina
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/18/1983
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 22
Direct Participation Programs Representative Examination
Passed 3/10/1986
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/17/1983
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 11/21/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Concorde Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CONCORDE ASSET MANAGEMENT, LLCCurrent
12/17/2014Huntertown, IN
DAVID R. KERN ASSET MANAGEMENT
1/26/20125/21/2012Huntertown, IN
DAVID R. KERN ASSET MANAGEMENT
3/16/200512/31/2008Huntertown, IN
ADVANTAGE FINANCIAL PLANNING, INC.
11/24/199812/31/2004Fort Wayne, IN
ATLAS CAPITAL MANAGEMENT CORP
1/14/19997/2/2003Fort Wayne, IN

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CONCORDE ASSET MANAGEMENT, LLC

Showing 12 of 78 in the directory

View CONCORDE ASSET MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Robert Kern has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
David Robert Kern - Financial Advisor in Huntertown, IN | AdvisorFinder