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BA

Brett Anderson

Investment Adviser Representative at LESA SROUFE & COMPANY, INC.

Seattle, WACRD #7493051Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
4 states

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brett Anderson has worked in the securities industry since 2022. They are registered to provide investment advisory services in Alaska, Idaho, New York, and Washington.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 4 states
AlaskaIdahoNew YorkWashington

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.008
Asset tierAnnual rate
Equity Appreciation - Under $5M0.80%
Equity Appreciation - $5M-$20M0.65%
Equity Appreciation - $20M+0.45%
Total Return - Under $1M0.80%
Total Return - $1M-$3M0.75%
Total Return - $3M-$5M0.70%
Total Return - $5M+0.65%
Wrap Account - Under $10M0.50%
Wrap Account - $10M+0.30%
Institutional Equity - Under $15M0.50%
Institutional Equity - $15M+
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

LESA Sroufe & Company, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LESA SROUFE & COMPANY, INC.Current
3/3/2022Seattle, WA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at LESA SROUFE & COMPANY, INC.

2 other advisors in the directory

View LESA SROUFE & COMPANY, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brett Anderson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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