LESA SROUFE & COMPANY, INC.
SEC RegisteredCommitted to Serving Clients
About the firm
Lesa Sroufe & Company is a registered investment advisor that maintains firm-wide GIPS Compliance. The firm seeks to reduce risk while pursuing attractive growth and preservation of capital, utilizing a value equity investment philosophy with a contrarian mindset to buy stocks near the point of maximum opportunity.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Global All Cap Value Equity, Balanced Portfolio Diversification, and Rigorous Valuation Framework through adaptable portfolios.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 17 | $3.3M |
| High Net Worth Individuals | 221 | $204M |
1 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Equity Appreciation - Under $5M | 0.80% |
| Equity Appreciation - $5M-$20M | 0.65% |
| Equity Appreciation - $20M+ | 0.45% |
| Total Return - Under $1M | 0.80% |
| Total Return - $1M-$3M | 0.75% |
| Total Return - $3M-$5M | 0.70% |
| Total Return - $5M+ | 0.65% |
| Wrap Account - Under $10M | 0.50% |
| Wrap Account - $10M+ | 0.30% |
| Institutional Equity - Under $15M | 0.50% |
| Institutional Equity - $15M+ | — |
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. LESA SROUFE & COMPANY, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched